Financial Regulation

Disclosures, Offering Fraud Top SEC Whistleblower Issues

November 21, 2014

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Euro Banks Would Take Biggest Hit on Accounting Rules

November 14, 2014

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Banks Set Aside $2.4 Bln for FX Probes as U.K. Fines Near

November 7, 2014

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Monte Paschi Leads Banks With Capital Gaps in ECB Test

November 3, 2014

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CoCo Bonds Take Off as EU Banks Prepare for Basel III

October 24, 2014

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EBA Cracks Down on Shift From Variable to Fixed Pay

October 17, 2014

The European Banking Authority said 39 banks in the European Union are paying staff discretionary role-based payments they classify as fixed pay, in addition to their salaries. At the same time, the EBA found that fixed pay for identified staff — those whose roles have a material impact on a firm’s risk profile

Banks Increasingly Under Spotlight as Complaints Rise

October 10, 2014

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Banks Increase Implementation of Risk Disclosures

October 3, 2014

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Complaints to U.K. Firms Fell Five Percent in 1H 2014

September 26, 2014

  U.K. financial services firms received 2.36 million new complaints in the first half of 2014, down 5 percent from the 2.49 million received in the previous six months, the Financial Conduct Authority said in a statement. Payment-protection insurance with 1.24 million, down 11 percent from the previous half’s 1.39 million complaints, remained

Euro Banks Would Take Biggest Hit on Accounting Rules

September 19, 2014

Western European banks could  experience the most significant drop in capital from a rise in credit allowances, with an average 53 basis-point drop in core Tier 1 ratios for every 10 percent rise in the allowance, because of new accounting rules on how loan losses are calculated, according to a Standard & Poor’s study.